Regulatory Developments
Author: Staff Editors.
Source: Volume 19, Number 01, September/October 2005 , pp.62-64(3)
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Abstract:
Covers a court ruling and Fincen pronouncement: Fiduciary Duty Could Apply to Underwriter, New York Court Rules; Financial Crimes Enforcement Network Refines Definition of Money Services BusinessesKeywords: EBCI. Inc. v. Goldman Sachs & Co., CFR 103.11 (n)(5)
Affiliations:
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