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Regulatory Developments  


Author:  Staff Editors.


Source: Volume 19, Number 01, September/October 2005 , pp.62-64(3)




Journal of Taxation and Regulation of Financial Institutions

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Abstract: 

Covers a court ruling and Fincen pronouncement: Fiduciary Duty Could Apply to Underwriter, New York Court Rules; Financial Crimes Enforcement Network Refines Definition of Money Services Businesses

Keywords: EBCI. Inc. v. Goldman Sachs & Co., CFR 103.11 (n)(5)

Affiliations:  .

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