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Proposed SEC Rules For Credit Rating Agencies Contemplate Partially Confidential Filings, Conflict Disclosures  


Author:  Joan Teresa Kay.


Source: Volume 20, Number 05, May/June 2007 , pp.43-50(8)




Journal of Taxation and Regulation of Financial Institutions

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Abstract: 

The SEC’s draft registration form for nationally recognized statistical rating organizations will include information on ratings and subscribers, including fees, but the most sensitive information will be kept confidential. The agency’s solution to the “notching” issue has been particularly controversial.

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