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Secondary Liability After Stoneridge  


Author:  Carol B. Stubblefield.


Source: Volume 21, Number 06, July/August 2008 , pp.17-22(6)




Journal of Taxation and Regulation of Financial Institutions

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Abstract: 

Stoneridge provides substantial protection to Third parties who conduct business with a public company and participate in a scheme to defraud, but who themselves neither have a duty to disclose nor make any misleading public statement, are not subject to private rights of action under section 10(b).

Keywords: Stoneridge Investment Partners, LLC v. Scientific-Atlanta; securities fraud

Affiliations:  1: Baker & McKenzie LLP.

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