Journal of Taxation and Regulation of Financial Institutions
ISSN 1547-3996, Online ISSN: 1933-9348
Volume 21, Number 01, September/October 2007. Click on Article Title for Abstract and Full Text PDF
Articles
Dura Pharmaceuticals
Loss Causation Redefined or Merely Clarified?
pp.5-14 (10)
Authors:
Donald J. Enright.; Robert Wilson.
As Employment Discrimination Claims Become More Aggressive and Costly, Staff Training and Explicit Policies Become Essential
pp.15-22 (8)
Authors:
Nancy Conrad.
Issues of Importance to Financial Institutions Under the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005
pp.23-27 (5)
Authors:
Gary M. Kaplain.
SEC and Self-Regulatory Organizations Increasingly Focus on Investment Advisory Compliance
pp.28-36 (9)
Authors:
Michelle L. Jacko.; Philip M. Posner.; Tina Mitchell.
Section 475 Financial Statement Safe Harbor Finalized With Some Tweaking; Traders, Foreign Banks Left Out (For Now)
pp.37-42 (6)
Authors:
John Ensminger.
Consolidated Financial Regulators Overlap, But There Are Also Gaps in Supervision
pp.43-49 (7)
Authors:
Joan Teresa Kay.
ICE Futures Granted 1256 Benefits
pp.50-54 (5)
Authors:
Staff Editors.
Final Rules on Credit Rating Agency Oversight Issued; Anti-Notching Quantitative Factor Eliminated
pp.55-58 (4)
Authors:
Staff Editors.
Industry Concern and Regulatory Pressure Reduce Operational Risk of Credit Derivatives
pp.59-64 (6)
Authors:
Staff Editors.