Journal of Taxation and Regulation of Financial Institutions
ISSN 1547-3996, Online ISSN: 1933-9348
Volume 21, Number 02, November/December 2007. Click on Article Title for Abstract and Full Text PDF
Articles
The HSBC Bank Settlement
Revisiting Lender Liability
pp.5-10 (6)
Authors:
David B. Fischer.
Regulation NMS
Wall Street Gears Up For Full Implementation
pp.11-15 (5)
Authors:
Steven Goldberg.; Erin Morrow.
Qualified Settlement Funds
A Legal and Financial Analysis Showing Why They Can Be So Beneficial To You and Your Client
pp.16-24 (9)
Authors:
Matthew L. Garretson.; Peter H. Wayne, IV.
Tax Advantages Add to Appeal of Argentine Asset Backed Securities for Domestic and Foreign Investors
pp.25-28 (4)
Authors:
Saul Feilbogen.
Software Capabilities Satisfy Section 475 Identification Requirements, Chief Counsel Determines
pp.29-31 (3)
Authors:
Staff Editors.
GAO Report Cuts the Cheese Market
pp.32-37 (6)
Authors:
Staff Editors.
SEC’s Risk-Based Examination Program Increases Efficiency, but Misclassification of Investment Advisers by Risk Category Is Still a Problem
pp.38-40 (3)
Authors:
Staff Editors.
SEC Considers Throwing Out U.S. GAAP Reconciliation For Foreign Private Issuers Using International Financial Reporting Standards
pp.41-46 (6)
Authors:
Staff Editors.
GAO Recommends Longer Limitations Statute for Offshore, Raises Questions About QI Program
pp.47-50 (4)
Authors:
Staff Editors.
Is the IRS Equipped to Handle Anti-Money Laundering Responsibilities?
pp.51-57 (7)
Authors:
Staff Editors.
Currency Transaction Reporting by Trades or Businesses under IRS Rules Differs From Requirements Under Bank Secrecy Act Rules
pp.57-61 (5)
Authors:
Staff Editors.
Greater Than 20 Pct Downsizing Vests Benefits of Severed (Nonvested) Employees
IRS Picks Up On Logic of Seventh Circuit
pp.62-64 (3)
Authors:
Staff Editors.